SL No. |
DETAILS |
DOWNLOADS |
1. |
Annexure A - Investor Charter |
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2. |
Basic Details of Trading Member |
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3. |
Details of KMP |
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4. |
Procedure For Opening An Account |
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5. |
Procedure for Filing Complain BE |
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6. |
Details of Authorised Person |
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7. |
Escalation Matrix |
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8. |
Bank Details |
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9. |
Do's and Don'ts |
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10. |
Risk Disclosures as per SEBI |
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11. |
Client Acceptance Policy |
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12. |
Monthly Investor Complaints |
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13. |
Policy Internal Control |
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14. |
Policy Risk Management |
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15. |
Policy Conflict of Interest |
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16. |
Policy Identification of Beneficial Ownership |
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17. |
Policy on CLD Modification |
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18. |
Policy on Pre-Funded Instruments |
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19. |
Policy Outsourcing of Activities By Sebi Registered Intermediaries |
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20. |
Policy PMLA |
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21. |
Policy Regarding Treatment of Inactive Client |
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22. |
Policy Surveillance |
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23. |
POLICY ON INVESTOR GRIEVANCE |
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24. |
NOTICE FOR OPTIONS TRADING BY CLIENTS |
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25. |
CYBER SECURITY POLICY |
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26. |
COMMON EMAIL ID AND MOBILE DECLARATION |
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27. |
ADVISORY FOR INVESTOR |
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28. |
ADVISORY KYC COMPLIANCE |
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29. |
TICKERS |
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